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Monthly Archives: December 2012
Form S-1 vs. Form 10- What’s the Difference?
Whats the difference between a Form S-1 and a Form 10? In short, a Form 10 is used to register a class of securities (ex. common) under Section 12(b) or (g) of the Securities Exchange Act of 1934 while the … Continue reading
Posted in IPO
Tagged DPO, Form 10, FOrm S-1, going public, IPO, Registration Statement, Selling shareholder registration, Shell companies
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SEC Conflict Minerals Compliance Flowchart
Thank youSquire Sanders for releasing this interactive flowchart on the Conflict Minerals disclosure requirements for publicly traded companies. If your company uses tantalum, tin, gold, or tungsten sourced from the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, … Continue reading
Posted in Dodd-Frank Act
Tagged Conflict minerals, Dodd-FRank, libya, republic of the congo, SEC, Section 1502, squire sanders
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Jennifer Trowbridge
