Category Archives: Reg D 506

SEC Sets July 10 Hearing for General Solicitation Rules Under JOBS Act

The SEC seems to making an attempt to move forward with the rules under the Jumpstart Our Business Startups Act. (JOBS Act). The SEC announced that in an Open Meeting scheduled for tomorrow, July 10, they will consider: whether to … Continue reading

Posted in Crowdfunding, Dodd-Frank Act, JOBS Act, Reg D 506, Securities Offerings | Tagged , , , , , | Leave a comment

General Solicitation, Where Are You?

The Jumpstart our Business Startups Act (JOBS Act) was signed into law on April 5, 2012 and was to (among other things) allow businesses to generally solicit investors for certain securities offerings as well as create guidelines for crowdfunding.  The Jobs Act  required the SEC … Continue reading

Posted in Crowdfunding, JOBS Act, Reg D 506, Rule 506(c), Securities Offerings | Tagged , , , , , , , | Leave a comment

Mary Schapiro to Leave SEC

Today, the SEC issued this release announcing that Chairman Mary Schapiro will be leaving the SEC in December. After 4 years, she is one of the longest serving Chairmen and in the past two years brought a record number of … Continue reading

Posted in JOBS Act, Reg D 506, Rule 506(c) | Tagged , , , , , , , | Leave a comment

Can I Generally Solicit Investors?

Not yet! As you know, on August 29, 2012, the SEC proposed rules to eliminate the ban on general solicitation in certain securities offerings. Since then the SEC has been receiving comments and suggestions on its proposed rules; you can … Continue reading

Posted in JOBS Act, Reg D 506, Rule 506(c), Securities Offerings | Tagged , , , , , , | Leave a comment

What is a Finder?

Its no secret that both private and public companies, large or small have challenges raising much needed capital from investors. Access to equity can be difficult when complying with a maze of state and federal rules and regulations.  Business owners … Continue reading

Posted in IPO, Reg D 506, Securities Offerings | Tagged , , , , , , , , , , | Leave a comment

Rule 506 and General Solicitation

On August 31, 2012 the SEC issued proposed rules that would eliminate the prohibition against general solicitation and advertising in Rule 506 offerings.  The SEC has requested comments on the proposed rules within 30 days.  You may provide your comments … Continue reading

Posted in IPO, JOBS Act, Legislation, Reg D 506, Rule 506(c), Securities Offerings, Small Business Management | Tagged , , , , , , , , , , | Leave a comment

SEC Reschedules Open Meeting on JOBS Act

If you were anxiously awaiting the guidance to be provided at the SEC’s Open Meeting on the JOBS Act Title II- provisions mandating the removal of the ban on general solicitation and advertising for Rule 506 offerings, then you will … Continue reading

Posted in Dodd-Frank Act, JOBS Act, Legislation, Reg D 506 | Tagged , , , , , , | Leave a comment