Tag Archives: business

$1000 Friday! Google’s Stock Price Breaks Record

After releasing its better than expected earnings report on Thursday, the stock price surged past the $1,000 per share mark for the first time in its trading history on Friday. The Company’s market cap now sits at about $330 billion … Continue reading

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Updated NOBO Request form

Issuers and their securities counsel should note that beginning October 1, 2013, Broadridge will be using a enhanced NOBO request process and form. The following guidelines, taken from Broadridge, will be instituted to the NOBO request process for all issuers … Continue reading

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The Small Business Brokerage Act Summary

On June 6, 2013, H.R. 2274, the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act of 2013, (“Small Business Brokerage Act”) was introduced to the House of Representatives.  The Bill would amend the Securities and Exchange Act of 1934 … Continue reading

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California Revised Uniform Limited Liability Company Act Signed into Law

On September 21, 2012 Governor Jerry Brown signed into law Senate Bill No. 323- the California Revised Uniform Limited Liability Company Act (RULLCA). RULLCA will take effect January 1, 2014 and will apply to all existing California LLC’s in addition … Continue reading

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SEC Reschedules Open Meeting on JOBS Act

If you were anxiously awaiting the guidance to be provided at the SEC’s Open Meeting on the JOBS Act Title II- provisions mandating the removal of the ban on general solicitation and advertising for Rule 506 offerings, then you will … Continue reading

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Richard Branson’s 5 Rules for Good Business

Richard Branson writes for Entrepreneur, about what advice he would give young entrepreneurs. The whole article can be found here, but the five simple guidelines he lists are:   1. If you don’t enjoy it, don’t do it. You must … Continue reading

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Should My Company Adopt a Stock Option Plan?

Stock Option plans are commonly used in start-ups and venture capital companies, as these entities have limited cash flow. Employees who go to work for these entities usually seek higher reward for th eir risk. Issuing stock options instead of, … Continue reading

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