Tag Archives: Corporate Finance

General Solicitation, Where Are You?

Posted on May 7, 2013 by

The Jumpstart our Business Startups Act (JOBS Act) was signed into law on April 5, 2012 and was to (among other things) allow businesses to generally solicit investors for certain securities offerings as well as create guidelines for crowdfunding.  The Jobs Act  required the SEC … Continue reading →

Posted in Crowdfunding, JOBS Act, Reg D 506, Rule 506(c), Securities Offerings | Tagged , , , , , , , | Leave a comment

Can I Generally Solicit Investors?

Posted on November 7, 2012 by

Not yet! As you know, on August 29, 2012, the SEC proposed rules to eliminate the ban on general solicitation in certain securities offerings. Since then the SEC has been receiving comments and suggestions on its proposed rules; you can … Continue reading →

Posted in JOBS Act, Reg D 506, Rule 506(c), Securities Offerings | Tagged , , , , , , | Leave a comment

SEC Reschedules Open Meeting on JOBS Act

Posted on August 22, 2012 by

If you were anxiously awaiting the guidance to be provided at the SEC’s Open Meeting on the JOBS Act Title II- provisions mandating the removal of the ban on general solicitation and advertising for Rule 506 offerings, then you will … Continue reading →

Posted in Dodd-Frank Act, JOBS Act, Legislation, Reg D 506 | Tagged , , , , , , | Leave a comment

SEC Updates Financial Reporting Manual

Posted on July 16, 2012 by

On July 11, 2012, the Securities and Exchange Commission Division of Corporation Finance updated its Financial Reporting Manual. The changes include the age of interim financial statements, use of proforma information in MD&A, age of financial statements required in Form … Continue reading →

Posted in Financial Statements, SEC Publications | Tagged , , , , | Leave a comment