Tag Archives: Dodd-FRank

SEC Conflict Minerals Compliance Flowchart

Posted on December 11, 2012 by

Thank youSquire Sanders for releasing this interactive flowchart on the Conflict Minerals disclosure requirements for publicly traded companies. If your company uses tantalum, tin, gold, or tungsten sourced from the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, … Continue reading →

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SEC Reschedules Open Meeting on JOBS Act

Posted on August 22, 2012 by

If you were anxiously awaiting the guidance to be provided at the SEC’s Open Meeting on the JOBS Act Title II- provisions mandating the removal of the ban on general solicitation and advertising for Rule 506 offerings, then you will … Continue reading →

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Are you Ready for Say-on-Pay?

Posted on August 3, 2012 by

On January 25, 2011, the SEC adopted rules to implement the say-on-pay and say-on golden parachute provisions of Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Smaller Reporting Companies were given a two-year exemption from the … Continue reading →

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