Tag Archives: Dodd-FRank

SEC Lifts Ban on General Solicitation

Today, the SEC voted 4 to 1 in favor of implementing section 201(a) of the JOBS Act which lifts the ban on general solicitation, permitting startups, venture capitalists and hedge funds to openly advertise that they are raising money.  This … Continue reading

Posted in Crowdfunding, Dodd-Frank Act, JOBS Act | Tagged , , , , , , | Leave a comment

SEC Sets July 10 Hearing for General Solicitation Rules Under JOBS Act

The SEC seems to making an attempt to move forward with the rules under the Jumpstart Our Business Startups Act. (JOBS Act). The SEC announced that in an Open Meeting scheduled for tomorrow, July 10, they will consider: whether to … Continue reading

Posted in Crowdfunding, Dodd-Frank Act, JOBS Act, Reg D 506, Securities Offerings | Tagged , , , , , | Leave a comment

SEC Conflict Minerals Compliance Flowchart

Thank youSquire Sanders for releasing this interactive flowchart on the Conflict Minerals disclosure requirements for publicly traded companies. If your company uses tantalum, tin, gold, or tungsten sourced from the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, … Continue reading

Posted in Dodd-Frank Act | Tagged , , , , , , | Leave a comment

SEC Reschedules Open Meeting on JOBS Act

If you were anxiously awaiting the guidance to be provided at the SEC’s Open Meeting on the JOBS Act Title II- provisions mandating the removal of the ban on general solicitation and advertising for Rule 506 offerings, then you will … Continue reading

Posted in Dodd-Frank Act, JOBS Act, Legislation, Reg D 506 | Tagged , , , , , , | Leave a comment

Are you Ready for Say-on-Pay?

On January 25, 2011, the SEC adopted rules to implement the say-on-pay and say-on golden parachute provisions of Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Smaller Reporting Companies were given a two-year exemption from the … Continue reading

Posted in Dodd-Frank Act, Legislation, SEC Publications | Tagged , , , , , , , | Leave a comment