-
Recent Posts
Archives
Categories
- Affordable Health Care Act
- Corporate Governance
- Crowdfunding
- Dodd-Frank Act
- DTC
- Emerging Growth Companies
- Financial Statements
- FINRA
- IPO
- JOBS Act
- Legislation
- LLCs
- Reg D 506
- Regulation FD
- Rule 144
- Rule 506(c)
- SEC Publications
- Securities Fraud
- Securities Offerings
- Small Business Management
- Social Media
- Stock Options
Professional Links
Authors
Tag Archives: FOrm S-1
Form S-1 vs. Form 10- What’s the Difference?
Whats the difference between a Form S-1 and a Form 10? In short, a Form 10 is used to register a class of securities (ex. common) under Section 12(b) or (g) of the Securities Exchange Act of 1934 while the … Continue reading
Posted in IPO
Tagged DPO, Form 10, FOrm S-1, going public, IPO, Registration Statement, Selling shareholder registration, Shell companies
Leave a comment
Submit your EGC Registration Statement Using EDGAR
Starting Monday October 1, 2012, Issuers wishing to submit their draft, confidential emerging growth companies’ (EGC) JOBS Act registration statement will use EDGAR. This will replace the secure email submission system created earlier this year. The SEC is modifying the … Continue reading
Posted in Emerging Growth Companies, JOBS Act, SEC Publications
Tagged EDGAR, EGC, Emerging Growth Companies, FOrm S-1, JOBS Act, Registration statements, SEC
Leave a comment
Jennifer Trowbridge
