Tag Archives: Rule 506

Mary Schapiro to Leave SEC

Posted on November 27, 2012 by

Today, the SEC issued this release announcing that Chairman Mary Schapiro will be leaving the SEC in December. After 4 years, she is one of the longest serving Chairmen and in the past two years brought a record number of … Continue reading →

Posted in JOBS Act, Reg D 506, Rule 506(c) | Tagged , , , , , , , | Leave a comment

Can I Generally Solicit Investors?

Posted on November 7, 2012 by

Not yet! As you know, on August 29, 2012, the SEC proposed rules to eliminate the ban on general solicitation in certain securities offerings. Since then the SEC has been receiving comments and suggestions on its proposed rules; you can … Continue reading →

Posted in JOBS Act, Reg D 506, Rule 506(c), Securities Offerings | Tagged , , , , , , | Leave a comment

Rule 506 and General Solicitation

Posted on September 10, 2012 by

On August 31, 2012 the SEC issued proposed rules that would eliminate the prohibition against general solicitation and advertising in Rule 506 offerings.  The SEC has requested comments on the proposed rules within 30 days.  You may provide your comments … Continue reading →

Posted in IPO, JOBS Act, Legislation, Reg D 506, Rule 506(c), Securities Offerings, Small Business Management | Tagged , , , , , , , , , , | Leave a comment