Tag Archives: Smaller Reporting Company

Can I Generally Solicit Investors?

Not yet! As you know, on August 29, 2012, the SEC proposed rules to eliminate the ban on general solicitation in certain securities offerings. Since then the SEC has been receiving comments and suggestions on its proposed rules; you can … Continue reading

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What is a Finder?

Its no secret that both private and public companies, large or small have challenges raising much needed capital from investors. Access to equity can be difficult when complying with a maze of state and federal rules and regulations.  Business owners … Continue reading

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California Cumulative Voting

  California has a strong historical attachment to cumulative voting. Corporations Code 708 grants shareholders the right to cumulate their votes in the election of directors. What does this mean? There are a number of methods for cumulative voting, but … Continue reading

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SEC Updates Financial Reporting Manual

On July 11, 2012, the Securities and Exchange Commission Division of Corporation Finance updated its Financial Reporting Manual. The changes include the age of interim financial statements, use of proforma information in MD&A, age of financial statements required in Form … Continue reading

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